What Private Tech Companies Should Know About Rule 701

March 08, 2018

For private technology companies, issuing equity to employees often provides a valuable incentive for new individuals to join and help build the company. Rule 701 is an important exemption that allows private companies to do just that. In this video series, Fenwick corporate partner Kristine Di Bacco shares an overview of Rule 701 and covers key information relevant to private issuers. The videos originally appeared on the Nasdaq Private Market Resource Center.

Overview of Rule 701

Rule 701 – When is Disclosure Required?

Rule 701 – Making Disclosure Available

Rule 701 – Disclosure Requirements