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For more than four decades, Fenwick & West LLP has helped some of the world’s most recognized companies become, and remain, market leaders. From emerging enterprises to large public corporations, our clients are leaders in the technology, life sciences and cleantech sectors and are fundamentally changing the world through rapid innovation.  MORE >

Fenwick & West was founded in 1972 in the heart of Silicon Valley—before “Silicon Valley” existed—by four visionary lawyers who left a top-tier New York law firm to pursue their shared belief that technology would revolutionize the business world and to pioneer the legal work for those technological innovations. In order to be most effective, they decided they needed to move to a location close to primary research and technology development. These four attorneys opened their first office in downtown Palo Alto, and Fenwick became one of the first technology law firms in the world.  MORE >

From our founding in 1972, Fenwick has been committed to promoting diversity and inclusion both within our firm and throughout the legal profession. For almost four decades, the firm has actively promoted an open and inclusive work environment and committed significant resources towards improving our diversity efforts at every level.  MORE >

At Fenwick, we are proud of our commitment to the community and to our culture of making a difference in the lives of individuals and organizations in the communities where we live and work. We recognize that providing legal services is not only an essential part of our professional responsibility, but also an excellent opportunity for our attorneys to gain valuable practical experience, learn new areas of the law and contribute to the community.  MORE >

Year after year, Fenwick & West is honored for excellence in the legal profession. Many of our attorneys are recognized as leaders in their respective fields, and our Corporate, Tax, Litigation and Intellectual Property Practice Groups consistently receive top national and international rankings, including:

  • Named Technology Group of the Year by Law360
  • Ranked #1 in the Americas for number of technology deals in 2015 by Mergermarket
  • Nearly 20 percent of Fenwick partners are ranked by Chambers
  • Consistently ranked among the top 10 law firms in the U.S. for diversity
  • Recognized as having top mentoring and pro bono programs by Euromoney

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We take sustainability very seriously at Fenwick. Like many of our clients, we are adopting policies that reduce consumption and waste, and improve efficiency. By using technologies developed by a number of our cleantech clients, we are at the forefront of implementing sustainable policies and practices that minimize environmental impact. In fact, Fenwick has earned recognition in several areas as one of the top US law firms for implementing sustainable business practices.  MORE >

At Fenwick, we have a passion for excellence and innovation that mirrors our client base. Our firm is making revolutionary changes to the practice of law through substantial investments in proprietary technology tools and processes—allowing us to deliver best-in-class legal services more effectively.   MORE >

Mountain View Office
Silicon Valley Center
801 California Street
Mountain View, CA 94041
650.988.8500

San Francisco Office
555 California Street
13th Floor
San Francisco, CA 94104
415.875.2300

Seattle Office
1191 Second Avenue
10th Floor
Seattle, WA 98101
206.389.4510

New York Office
1211 Avenue of the Americas
32nd Floor
New York, NY 10036
212.921.2001

Shanghai Office
Unit 908, 9/F, Kerry Parkside Office
No. 1155 Fang Dian Road
Pudong New Area, Shanghai 201204
P.R. China
+86 21 8017 1200


Michael S. Dicke

Co-Chair, Securities Enforcement

Partner, Securities Litigation  

San Francisco 415.875.2435

Overview

Michael Dicke is a partner in Fenwick’s litigation practice group and is the co-chair of the firm’s Securities Enforcement group. His practice focuses on conducting internal investigations for public company boards and audit committees, and the representation of public companies and their officers and directors in SEC, Department of Justice, and other law enforcement and regulatory investigations and litigation. He also represents investment advisers, hedge funds, private equity firms, broker-dealers, accounting firms, and financial institutions in SEC and DOJ investigations and proceedings.

In addition, Mike routinely advises clients on corporate governance and disclosure issues. Recently, he has advised several Fortune 500 companies on real-time disclosure issues following a data breach incident, and regularly provides guidance on the SEC’s increasing focus on cybersecurity regulation and enforcement. Also, Mike counsels investment advisers, hedge funds, private equity funds, and broker-dealers on compliance matters and in connection with examinations conducted by the SEC, FINRA, and other regulatory agencies.

Mike also counsels investment advisers, hedge funds, private equity funds, and broker-dealers on compliance matters and in connection with examinations conducted by the SEC, FINRA, and other regulatory agencies.

Prior to joining Fenwick & West, Mike served as the Associate Regional Director for Enforcement in the SEC’s San Francisco’s regional office, from 2008 to 2014. As head of enforcement for the region, Mike oversaw all of the office’s attorneys and accountants in the investigation and litigation of federal securities law violations in Northern California, Oregon, Washington, Montana, Idaho and Alaska. While at the SEC, Mike conducted and supervised hundreds of investigations and litigation involving financial reporting and accounting fraud, the Foreign Corrupt Practices Act (FCPA), insider trading, offering frauds, and misconduct by investment advisers, investment companies, and broker-dealers. He is the recipient of the SEC’s Chairman’s Annual Award for Managerial Excellence as well as several Division Director Awards for work on significant cutting-edge cases. Upon joining Fenwick, the legal publication The Recorder noted that Mike brings to the firm “unmatched experience” in the field of securities enforcement.

During law school, Mike was Articles Editor and published author for the Minnesota Law Review. After law school, Mike clerked for Donald P. Lay, Chief Judge of the U.S. Court of Appeals for the Eighth Circuit. After his clerkship, and just prior to joining the Commission, Mike practiced for five years as a litigation attorney with a San Francisco law firm.

Mike has spoken annually at the SEC Institute (2005-2014) and is a frequent speaker on programs aimed at reaching public company executives and directors, in-house counsel and white collar defense attorneys.

Selected Speaking Engagements

  • Speaker, 30th Midyear SEC Reporting & FASB Forum, Practising Law Institute, San Francisco, June 15, 2015.
  • Speaker, An Accounting & Reporting Update for Public Companies, Center for Professional Education, Dana Point, CA, May 19-20, 2015.
  • Panelist, Shareholder Activism – Strategies for Addressing the Inevitable, NASDAQ, May 14, 2015.
  • Panelist, Insider Trading, Whistleblowers and Other 2015 Enforcement Priorities, Securities Enforcement Forum West, San Francisco, May 13, 2015.
  • Panelist, Data Privacy and Cyber Security, The Bar Association of San Francisco, April 27-28, 2015.
  • Panelist, Annual Securities Litigation & Enforcement 2015 Update, Sandpiper Partners, San Francisco, April 23, 2015.
  • Speaker, Whistleblowers, Self-Reporting, and Parallel Proceedings, American Bar Association, February 23, 2015.
  • Speaker, 30th Annual SEC Reporting & FASB Forum, Practising Law Institute, December 11-12, 2014.
  • Speaker, SEC Year-End Conference 2014: An Accounting & Reporting Update for Public Companies, Center for Professional Education, November 17-18, 2014.
  • Speaker, The Data Security and Data Breach Litigation Landscape: Recent Developments in Data Breach Litigation, Association of Corporate Counsel SFBA, November 4, 2014.
  • Keynote Panelist, The Anatomy of an FCPA Prosecution: USDOJ, SEC and the IRS Speak on How They Build a Successful Case, Share Evidence and What They Expect from Companies during the Process, American Conference Institute’s (ACI’s) Annual FCPA Boot Camp, September 23-24, 2014.
  • Panelist, Staying Out of Trouble: SEC Enforcement Renews Focus on Accounting Cases, Practicing Law Institute (PLI) 29th Midyear SEC Reporting & FASB Forum, May 22-23, 2014. 
  • Speaker, Key Issues Facing Boards of Directors: New SEC Enforcement Initiatives and Corporate Governance Risks, The Directors Roundtable Institute,  April 23, 2014.
  • Panelist, Annual Securities Litigation & Enforcement 2014 Update, Sandpiper Partners LLC , April 2014.
  • Panelist, DOJ and SEC Enforcement of the Federal Securities Laws, American Bar Association's Annual Meeting, 2013.
  • Panelist, SEC Enforcement Update, 33rd Annual Northwest Securities Institute, May 10-11, 2013.
  • Panelist, The SEC’s Focus on Investment Advisers and Hedge Funds, The Regulatory Compliance Association Annual Conference, 2013.
  • Speaker, Financial Fraud Enforcement Task Force, West Coast Regional Summit, 2010.
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