Securities Regulation Institute

Hosted By: Northwestern Law

One of the most visible and highly-regarded securities and corporate law conferences in the country, the Securities Regulation Institute reaches prominent attorneys from both firm and in-house practices. From boardroom updates to issues impacting pre-public companies, the Institute focuses on practical advice for all attorneys advising corporate clients on the ever-changing world of securities and business law. During this three-day event, attendees learn from regulators who write the new regulations, judges who interpret the law to resolve complex disputes, and prominent practitioners who guide their clients through the maze of new legislation, regulations, and jurisprudence.

Fenwick partner Dawn Belt will be speaking on a panel titled "Capital Markets: Private Company Financing" on January 27 at 3:15pm. This session will cover:

  • SEC update: concept release on harmonization of offering exemptions
  • Trends in late-stage financing structures
  • Equity programs, tender offers, and secondary markets
  • ICO transactions and Reg A

Session Chair

  • Allison Berry Spinner, Wilson Sonsini Goodrich & Rosati, Palo Alto

Panelists

  • Dawn Belt, Partner, Fenwick & West LLP, Mountain View, CA
  • Jennifer A. Zepralka, Chief, Office of Small Business Policy, Division of Corporation Finance, SEC, Washington, DC
  • Jeremiah Gordon, General Counsel/Chief Compliance Officer, CapitalG, Mountain View, CA

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