Welcome to the latest edition of Fenwick’s Securities Law Update. This issue contains updates and important reminders on:
- Form 10-Q and proxy statement disclosures
- The SEC’s updated Compliance and Disclosure Interpretations (CDIs) on Rule 10b5-1 plans, clawbacks, and de-SPAC transactions
- The SEC’s approval of Nasdaq’s proposed changes to the initial listing requirements related to liquidity
- The SEC’s updated guidance on cryptocurrencies
- Delaware’s adoption of significant amendments to the Delaware General Corporation Law (DGCL)